Investment Management

Formed in 2016, Great Elm Capital Management, Inc. (“GECM”) is an SEC-registered investment advisor and a wholly owned subsidiary of Great Elm Capital Group, Inc. Led by Chief Executive Officer Peter A. Reed, GECM’s investment team has more than 100 years of experience in the aggregate, financing and investing in leveraged middle market companies. GECM’s investment approach focuses on applying the principles of value investing to the capital structures of leveraged middle-market issuers.

GECM serves as the external investment manager of pooled investment funds and accounts, including Great Elm Capital Corp. (NASDAQ: GECC), a publicly-traded business development company (“BDC”). For more information on GECC, please visit: www.greatelmcc.com.

GECM intends to expand and diversify the investment management platform by growing GECC through additional equity raises, debt issuances and opportunistic M&A as well as by adding additional clients and relationships through new fund launches and co-investment opportunities.

Recent Transactions

In February 2018, GECM announced that it has entered into investment management agreements (the “IMAs”) with a prestigious institutional investor to manage three separate accounts with assets totaling approximately $33 million (par value).